Disclosure Documents
As a firm, we are required to update certain regulatory disclosures on a regular basis. Below are the most updated versions of our regulatory disclosure documents. Click the link to be directed to the file.
- Form ADV Part 1 (Available on the SEC's IAPD Disclosure Page - our firm's CRD Number is 117551)
- Form ADV Part 2A and Part 2B Brochures (directs to the SEC's IAPD Disclosure Page with our most updated disclosure documents available)
- Clicking on this site will also provide you with the Part 2B amendment for our advisory associates:
- Michael W. Lagos, CFP
- Samuel Escobar, Jr.
- Justin P. Boren, Ph.D., CPFA
- Clicking on this site will also provide you with the Part 2B amendment for our advisory associates:
- Annual Disclosure Notice and Customer Privacy Policy
- Website Privacy Policy
